~··· I COAimON PROVISIONAL Atl'I'IIORITY BAGHDAD, IRAQ AsPM Mrm"'!qrbnp ISJune2003 TO: FROM: Admilllstntm', CPA Ofllc:e o(Ooaotal co ...... J »(..- SUBJECT: Deleptioas of Authority to Uoe Seized baqi PUlido Enclooed for your·~...., thm de.leptloas of lllllbority 1bal wiD (l) pemlit divilioo- and bripde-lovel lllllO"'S (IIIIC!o.sure 2). • Tbe thm proposed memoranda at-~- 3, 4 and S rodelcpte tbb ll1llllority ao ........aryto oany outlho fuJiowiDa CPA_, - CIJ11IIffillldlm' Eoulrpncy l!nponse PI'()(JMm. Enables bripde- and diviJioo.. loveiMn!maMcrsto apoa4 seized llmds for urgoat humauitariaa relict and tec:ODs1rUCti011 projects within tbeit ..-of IUpOI!Sibility,ln respective amOUDIII tbatmay noloxcced SSOO,OOO and $200,000 at lillY one limo, and oubjeol to reopeotive per-JIIOjeollimiao o£$100,000 and SSO,OOO. - ReliOMI Dlrejecli in oxccss of$100,000, omd all otbor pn>j- carried out Ullder tho CollstnlcliODlllilialive fur l:raq, ACTION REQUESTED: euthority. That tho AilmiDistrator sl,p the auacbed clcleptious of COORDINATION: ChiefofSWf~ Peter McPherson~ Ms. Sheni ~ 2 COALITION PROVISIONAL AVTBOili'I'Y BAGHDAD, IRAQ JSJ-2003 MEMORANDUM fOR CHAJRMAN, PROORAMREVlEW BOARD R.l!GJONAL DIRJ!.CTORS SUll.IECT: Coosuuction i'Ditiative for J..,q I beloby ndeleplle to the Ccalition PrcMaioxlal Aulbority (CPA) PropamR.oviow Board (PRB) and. the Regiollll Directors for Jnq's North, South and. South c-.. RqloDa CMIIn iUibority IIOIICd in me by Deputy S...ew, ofDeftlaso Memonodum, IIUbjeet Certaill 8-. or Rqime-Owned l'loperly in Jnq. dalcd May 29, 2003. The CPA PRB sball review and. ill horoby audlorized to..,.,.._ 1111 prqjeets caniod out UDder tho Local Plojects El-of the Constiuclionlnilialive for Jnq tbal.-ed $100,000, and.lll1 other pmjeets Ulldertlle Coammetioni'Ditiative for Jnq. ilia 1oU1 .........,.. amount DOt to"""""" $100,000,000. F.acb of1he above-116140d l!eainnal Dlleetc«:eecc $4,,000,000, ill Older to assist the Inql people and. SUppOrt the reconstnrcliOD of i:nJq, pnwided. tbal COIOh Reglollll J>lreetor: (a) may expead seized 1\Jrlds in an amOUIIIJIOI to .-ed $1 $,000,000; and. (J>) may liJIIirove Jlllljecfs wilb a coat of$1 00,000 or 1..., and. sbaiiiiUbmit Jll'lliect proposals with a cost over SIOO,OOOto the CPA PRB for approval; (c) sball cany om prqjeets uoderdris lnilialive ill COOidiPalion wilb CPA or Coalillon FOICCS ~ ckaro '"available to pmidc tcclmioa! advice and. SUppOJt ill the RocioJro! ~·area of operaliODs; and. (d) sball doeiiJnoot JIIIIIJI6i4! 011 CPAPRB Fundi~~& Request F01111 (PRB 01), and. submit completed li>mJa to the CPA PRB Pr081ant Coordinator. The iUibority doleptod bmirl may 110t be rcdeleptod, and sball be~ in ............... with the~ Deputy SC>CielliiyofDeftlaso Memoraodwn IUid svdlotherprocedwesdeCPAmaypl(ivvf ~? ~{r{,{o.3 L. Paul Bremer, Admiiiiatralor Coalition Pnmsiollll Aulbority COALnOONPRO~ONALAVTBORnV BAGHDAD, IRAQ IS 11me2003 MEMORANDUM FOR REGIONAL OIRBCTORS SVBJECT: Jl.eaiOIIII Dhectols' ilmetp~~CJ Rtspoase l'qnlm I hereby ft!delepte to die Coal!tiool'ro'l'isicmal AUiboriJy (CPA) JteaiOIIII DiRrctors oflnlq cen.ia IIU!horily vostcd ill me pul'IIIIOIIt to Depul)' ~ ofDefeaso Melnormlum. subject: Joct: Iraq, dated IS 11me 2003. The andiorlty deleptod hozeJ.a may be oxorclaed m a to1a1 ......... -not be exceed $7,000,000; ""'Y 11 SUBJECT: Brigade Commanders' Iraqi Employment Initiative I hereby redelegate to you certain authority vested in me pursuant to Deputy Secretary of Defense Memorandum, $Object: Certain State· or Regime·Owned Property in Iraq, dated May 29,2003. Specifically, you are hereby authorized to lake all actions necessary to carry out an Iraqi Employment Initiative, as part of the Commanders' Emergency Response Program. This lrlitiative will enable brigade-level commanders within Iraq's five southern governorates (Wasit, Dhi Qhar, Nasiryah, Maysan and Qadisiyah) lo meet the urgent need to gainfully employ Iraqi citizens as day laborers in projects designed to further humanitarian relief and reconstruction objectives within their areas of responsibility. Under the Iraqi Employment Initiative: (a) Individual brigade-level commanders in the designated governorates may expend seized funds in a total amount not to exceed $200,000 per commander. (b) Employment initiatives carried QUt under this delegation shall be documented on the Program Review Board's Funding Request Form (PRB Ot ), including the number of workers employed, types of services performed and payments disbursed; completed forms shall be submitted to the CPA PRB Program Coordinator, (c) The rate of daily pay provided to Iraqi cilizens employed under this initiative shall not exceed $2 (or $3 for supervisors), unless specifically authorized otherwise by the CPA. This authority js in addition to the authority delegated under my Memorandum, subject: Commanders' Emergency Response Program, dated lS June 2003, and shall be exercised in accordance with the terms and conditions set forth in the above~referenced Deputy Secretary of Defense Memorandum and such other instructions as the CPA may prescribe. The authority conferred herein shall expire on September 301 2003. UNCLASSIFIED COALITION PROVISIOKAL AtJTHORITY IIAGUDAD,IRAQ Action Merooradwn 23 .June 2003 To: Chamnan, Program Review Boiird, Coalition Provisional Authority Chief Financial Officer, Coalition Provbional Aulhorhy Complroller, Coalition Provisional Auahorit}' SUBJE:C'T: Seized iraqi runds I hereby authOri7.e release or :~eir.ed Iraqi funds for the following pufJ>OSCs and amounts: 1) For Commander's Emt'l'gcncy Response Program, luulhorir.e a total aggregate amount of $29.500,000 to fund the fullowiny comPQrn:nt:a: S 7,000,000- Funds pn::viuu$1)' approved and Jistributecl for the Brigade I Oovnnoratc Level Commanders inhinl $25,000 authority and subsequent $100,000 authoriry inc-rease, SIO.OOO,OQU- Funds released with dclctationl~:uer of l S Juo 03 tu provide each of the current fifty Brigade 1 (iovemorat<;: Level Commarn;lers $200,000 total authority. S 2,$00.000 ~ Funds to provide each ofth~ five Division Cummonders $500,000 totul _,uthorily. $10.000,000- Funds to provide teplenishm(lnt of Division /l~rigodc I Go\'emlltate Level Comm<~nd.(,.>f'S authority. 2) I authorize a total ag.gn:gatc of $20,000,000 for ctiti~al projecu approv<:d by the Prug:ram Rcvh;w Bourd for :;;ei7cd funding scpilrate fn•m Construction lnitiath·~; projects. 3) t ;.~ut.horize $90.000,000 10 purchase and impon benzene (g Create local jobs, support local industries, stimulate the economy > Devolve decision making to the regional and governorate level )> Respond more quickly to regional, governorate and local and community needs ~ Execute programs quickly and efficiently ) Contribute to the reconstruction effort » Coordinate to ensure no duplication with other program implementers and consistency with CPA/Iraqi ministry policies and applicable laws and regulations Permitted Proiects: Funds are broadly available to support the relief and reconstruction effort in Iraq. Projects should be strategically targeted to address CPA strategic policy and security objcx;tives, as outlined in the CPA Strategic Plan. The program is intended to support a range of program sizes . ./ Small, high~impact, emergency projects (ex. school renovation. $30,000) ./ Medium sized reconstruction or other projects (ex. replace pumps in water treatment plant- $500,000) -1' Governorate or region-wide projects to address common problems/issues (ex. Region wide civic education program- $1.5M) -/ Funds cannot be used to support CPA operations or to hire local staff for CPA offices, to equip or support any U.S. or coalition military force, or to pay rewards for information or for weapons "buy-back" programs. PRB Guidance 06 - Rapid Regional Response Prog.mn Overview Prl)gram Execution: > Governorate Coordinators, Regional Coordinators, and their project management staff will develop project plans and funding requirements. > All project proposals must be justified based on the criteria in the PRBO I Fwtding Request Form. > Administration responsibilities~ submission of funding requests, contracting, financial management and reporting- will be maintained by the Regional Coordinator's staff. > Direct program administration may be transferred to Governorate Coordinators only after certification by the Program Review Conunittee based on the criteria outlined in uProgram Management Assessment" (PRB Guidance Q3, 7 -9-03). (Note: the disbursing authority may not be involved in the approval process.) > Each region must develop a process by which decisions are made and funds are aJlocated within regions. The CPA's Allocation Process is outlined in PRB Guidance 01. > Funds have been allotted per region based on spending patterns and current funds balances as follows: o North • $1.5Mimonth for October, November and December, 2003 o Baghdad • $1.SM/month for October, November and December, 2003 o South-Central- $5Mimonth for October, November and December, 2003 o South· $1.5Mimonth for October, November and December, 2003 ) Funds will be disbursed in these amounts by the Comptroller, jf weekly reporting js cWTent. );. From these amounts: o Projects under $50,000 may be funded at the Governorate Coordinator's discretion. o Projects under $200,000 may be funded at the Regional Coordinator's disoretion. o Projects over $200,000 require Program Review Board approvaL » Requests for advances against the next month's allotment can be made to the Director of the Program Review Board and the Comptroller. Reporting and Otber Requirements: 1. Within 15 days of the first disbursement, the region must provide the PRB with a strategic plan for the resources available including a notional allocation for each governorate and the strategic program priorities in each governorate, and the region's process for developing and approving projects and the disbursement of payments. Additionally, please identifY key program personneL 2. The Funds Manager must report all expenditures and disbursements weekly on Fonn PRB 02 (a spreadsheet) to the PRB and the Comptroller. For all projects over $10,000, a PRB 03 reporting form must be completed and submitted to the PRB. Separate reporting on the Directol'$' Emergency Response Program and the Construction Initiative will continue until those funds are depleted. The balance of funds from these programs should be managed in accordance with this new program, including the increased program and spending authorities. The Funds Manager will ensure that all expenditures are properly accompanied by a contract. receiving report~ invoice (if applicable), or receipts. PRB Guidance 06- Rapid Regional Response Program Overview 3. Completed project files must be maintained by the Program Manager in the Regional Coordinators Office, in accordance with the Maintaining Project Files (PRB Guidance 04). 4, Contract files are to be maintained by the Contracting Officers (from CPA Contracting Activities or as otherwise designated) in the Regional Offices, in accordance with CPA Memorandum Number 4, Contract and Grant Procedures Applicable to Vested and Seized Property and the Development Fund for Iraq (CPAIMEM/19 August 2003/04). 5. Projects must be monitored in accordance with Project Monitoring and Evaluation (PRB Guidance 05). 6. A Certificate of Completion must be completed and submitted to the PRB for each project (PRB Fonn 04). Roles/Responsibilities: Regional and Governorate Coordinators: Oversee the execution of programs and are accountable for the management, safeguarding and control of funds distributed to the region. > Program Manager: (One for each region) Submits requests to the PRB on behalf of the region, traeks all requests and approvals, keeps the Project Officers infonned as to the status. > Regional Funds Manager: (One for each region) Requests, manages, and reports on funds in accordance with the requirements above and other applicable regulations. :1> Regional Contracting Officers: (One for each region from CPA Contracting Activities, or as otherwise appointed by the Administrator per Contracting Memorandum 4): Perfonns contracting activities for the regions including advertising and awarding contracts to Iraqi vendors regionalJy and locally. (Contracting will be done in the most expeditious manner and in aecordance with CPA Contracting procedures, which govern activities funded by Iraqi seized, vested, or funds available under the Development Fund ofJraq.) )> Project Officer: (One for ea<::h individual project): The Project Officer (in either the Regional or Governorate Coordinator's office, or in the military divisions) identifies project needs, develops project plans, monitors and evaluates the project, reports all financial transactions to the Funds Manager, maintains the project files and certifies project completion. Completed project files will be turned over to the (regional) Program Manager. PRB Guidance 06- Rapid :Regional Response Program Overview (b)(6) 9-27-03 Drafted by: Cleared by: PRB CPA/CA CPA/C8 CPAJCFO CPA/GC CPA/GOV CPAJDIROP~ (b)(6) I L__ _ __j----1 PRB Guidance 06- Rapid Regional Response Program Overview ·~ ·~.: ' .. ...•.. . COAUTION PROVISIONAL AUTHORITY ~ t ~ ~ . ; I < ,' ·· ..,. . ·-· - . .. BAGHDAD December 14,2003 ACTION MEMORANDUM TO: The Administrator . 4 FROM: l(b><6> I Director of Re~ional Programs SUBJECT: Regional Programs Funding and Implementation Changes Attached please find a proposed Delegation of Authority for the Rapid Regional Response Program, which you recently directed to be replenished at a funding level of $80,000,000 through 30 June 2004. If you approve, the attached document will delegate authority to: ) Regional Coprdinators, per project authority of$500,000 (a $300,000 increase over the ($200,000 previously granted). This takes them to the ceiling of Small Purchases as defined in Memorandum #4. ) Governorate Coordinators, per project authority of$100,000 (a $50,000 increase over the (50,000 previously granted). ) The Regional Program Office (RPO), decision-making on projects over the $500,000 fWlding level: as with previous actions of the Program Review Board, we wiU keep you infonned ofRPO approvals. Please indicate your approval by signing the attached memorandum. Attachments: Memorandum of 14 December 2003 PRB Guidance on Rapid Regional Response Program (as amended) By: l(b)(6) lcPA DRP/PRB Coordination: CP A/OMB [£iili6J 14 Dec 03 CPA/OPS Col 14 Dec 03 CPNC8 Co 14 Dec 03 CPNCA Co b 14 Dec 03 CP NGov (b 6 4 Dec 03 COALITION PROVISIONAL AUTHORITY BAGHDAD December 14, 2003 TO: FROM: Regional Coordinators Governorate Coordinators Director, Regional Programs < THEAOM!NISTRA~ -p\,t SUBJECT: Delegations of Authority under Rapid Regional Response Program I hereby re--delegate to the Coalition Provisional Authority (CPA) Regional Coordinators and Governorate Coordinators oflraq certain authority vested in me pursuant to United Nations Security Council Resolution 1483. This Memorandum supercedes CPA Memorandum, subject: Rapid Regional Response Program, dated IS October 2003. Specifically, each Regional Coordinator and Governorate Coordinator is hereby authorized to take all actions necessary to execute projects under the Rapid Regional Response Progrilnl, in order to assist the Iraqi people and support the reconstruction of Iraq, provided that: (a) shall not exceed $500,000 per project, The amount of individual projects carried out by a Regional Coordinator (b) The amount of individual projects carried out by a Govemorate Coordinatorshall not be in excess of $100,000 per project, (c) Regional Coordinators and Governorate Coordinators shall document all expenditures on CPA Program Review Board Reporting Form (PRB 02) and when applicable CPA Project Reporting Form (PRB 03), and submit completed fonns to CPA's Regional Programs Director. The Rapid Regional Response Program incorporates and supercedes the Director's Emergency Response Program and the Local Projects portion of the Construction Initiative. To the extent that funds remain under those programs, I direct that those funds be managed in accordance with the terms of this memorandum, CPA Memorandum #4, and the procedures established under PRB Guidance 06-- Rapid Regional Response Program, as amended1 attached as Annex A. I further delegate to the Regional Program Office the authority to approve projects in excess of$500,000 under this program. Rapid Regional Response Program OOP> Program Overview: This program is designed to provide ma.ximum flexibility to Regional and Governorate CoordinatorS in implementing projects responsive to the needs oflraqis in their areas of responsibility, R3P incorporates and expands upon authorities of previously funded programs- the Directors' Emergency Response Program (DERP), which provided an emergency response capacity, and the Construction Initiative, which provided funding authority for construction activities. Under this new program, the discretionary authority ooder which Regional Coordinators can execute projects without RPO approval is increased to $500,000 and projects up to $100,000 can be executed at the Governorate Coordinators' discretion. A fixed monthly allotment has been made to each region based on past spending and current funding balances. These funding levels can be re-evaluated, if necessary, based on new spending pattems and requirements. Project plans will be developed primarily by Govemorate Coordinators and their staffs, who will oversee project implementation. in conjunction with Iraqi counterparts, and with input from coalition troops, Administration responsibilities- submission of funding requests, contracting, financial management and reporting- wilt be maintained by the Regional Coordinators' staff, unless otherwise required by the CPA Office of the Comptroller. Program ObJectives: > Create local jobs, support local industries, stimulate the economy > Devolve decision making to the regional and govemorate level };> Respond more quickly to regional, governorate and local and community needs l> Execute programs quickly and efficiently > Contribute to the reconstruction effort > Coordinate to ensure no duplication with other program implementers and consistency with CP Aflraqi ministry policies and applicable laws and regulations ftrmitted Proieets: Funds are broadly available to support the relief and reconstruction effort in Iraq. Projects should be strategically targeted to address CPA strategic policy and security objectives, as outlined in the CPA Strategic Plan. The program is intended to support a range of program sizes . ./ Small, high~impact, emergency projects (ex. school renovation. $30,000) ./ Medium sized reconstruction or other projects (ex. replace pumps in water treatment plant • $500,000) ./ Governorate or region·wide projects to address common problems/issues (ex. Region wide civic education program • $1.5M) ./ Funds cannot be used to support CPA operations or to hire local staff for CPA offices. to equip or support any U.S. or coa1ition military force, or to pay rewards for infonnation or for weapons "buy-back" programs. PRB Guidance 06- Rapid Regional Response Program Overview Program E:x:eeotloo: > Governorate Coordinators, Regional Coordinators, and their proj~t management staff will develop project plans and funding requirements, > All project proposals must be justified based on the criteria in the PRBOI Funding Request Fonn. > Administration responsibilities- submission of funding requests, contracting, financial management and reporting- will be maintained by the Regional Coordinator's staff. > Direct program administration may be transferred to Governorate Coordinators only after certification by the Program Review Committee based on the criteria outlined in "Program Management Assessment'' (PRB Guidance 03, 7~9~03). (Note: the disbursing authority may not be involved in the approval process.) > Each region must develop a process by which decisions are made and funds are allocated within regions. The CPA's Allocation Process is outlined in PRB Guidance 01. ~ Funds have been allotted per region based on spending patterns and current funds balances as follows: o North- $20M through 30 June 2004 o Baghdad - $32M through 30 June 2004 o South-Central- $16M through 30 June 2004 o South. $12M through 30 June 2004 ). Funds will be disbursed in these amounts by the Comptroller, if weekly reporting is current. > From these amoWits: o Projects under $100,000 may be funded at the Governorate Coordinator's discretion. o Projects under $500,000 may be funded at the Regional Coordinator's discretion. o Projects over $500,000 require Regional Programs Office approval. > Requests for advances against the next month's allotment can be made to the Director of the Program Review Board an~ the Comptroller. Reporting and Other Requirements: L Within 15 days of the first disbursement, the region must provide the PRB with a strategic plan for the resources available including a notional allocation for each governorate and the strategic program priorities in each governorate, and the region's process for developing and Program Manager: (One for each region) Submits requests to the PRB on behalf ofthe region, tracks all requests and approvals, keeps the Project Officers informed as to the status. )> Regional Funds Manager: (One for each region) Requests, manages, and reports on funds in accordance with the requirements above and other applicable regulations. »- Regional Contracting Officers: (One for each region from CPA Contracting Activities, or as otherwise appointed by the Administrator per Contracting Memorandum 4): Perfonns contracting activities for the regions including advertising and awarding contracts to Iraqi vendors regionally and locally. (Contracting will be done in the most expeditious manner and in accordance with CPA Contracting procedures, which govern activities funded by Iraqi seized, vested, or funds available under the Development Fund oflraq.) > Project Officer: (One for each individual project): The Project Officer {in either lhe Regional or Governorate Coordinator's office. or in the military divisions) identities project needs, develops project plans, monitors and evaluates the project, reports all financial transactions to the Funds Manager, maintains the project files and certifies project completion. Completed project files will be turned over to the (regional) Program Manager. PRB \Aiida»>ie 06- Rapid Regional Response Program Overview Drafted by: Amended by: Cleared by: PRB DRP CPA/CA CPA/C8 CPA/OMB CPA/GC CPA/DIROPS (b)(6) 9-27-03 12- 14-03 (b)(6) 1 PRB Guidance 06 - Rapid Regional Response Program Overview COALITION PROVISIONAL AUTIIORITY BAGHDAD December 14, 2003 INFORMATION MEMORANDUM TO: FROM: Director of Re THROUGH: ,__l(b_) (_ 6)-:---- ...,..--::----' Co·Director, Office ofManagement and Budget SUBJECT: Regional Programs Funding and Implementation Changes Sir, Along with the change in timeline and funding stream for Regional Programs comes adjustments in execution as well. This memo highlights some of the changes that will be implemented with regard to these programs. Key points arc as follows: -Allocations will be 'Front Loaded' to provide the optimal balance of security, agility and nexibility. The pace of funding is illustrated in Appendix B. With the bulk of funds distributed early the commencement of work and circulation of money into the economy should be stimulated. By retaining funds for later tranches, CPA retains the ability to redil'cct funds lo other areas, without the cumbersome and time-consuming process of pulling in already disbursed funds. · Regions and Governorates will be directed to stagger their project focus, with an early emphasis on larger projccls, tapering to smaller projects later in the cycle. As larger projects have a signi!icantly longer life cycle, this allows for CPA to maximize its assets to produce greater expenditure and project focus before 30 Jun. Further this reduces potential logjams from the Front Load. ·There will be a review of progress on 01 Feb. The results ofthis review will determine the need, if any, for redirection of funds due to under-performance, or other imperatives. -There will be a deadline of Apr 30 for any new allocations or commitments through the R3P. Til is is to ensure maximum number of projects completed by 30 Jun. Target ratio is no less than 85% or projects concluded, no more than I 5% outstanding. By:,(b)(6) F P A DRP/PRB !Appendix A I Regional Programs Allocations Current levels: Toy! Allocations Spent and Ohflgatt:d QeMrm;t Aya!lable North 19 500000 $18 000,000 $7,6 9 651 $11,870 349 Soutll 19 500000 $7 968,200 l6.259 4 3 $13 240 547 South ~ntral $30000000 $28 000 000 123 707,773 $6 292 227 B dad $4 500000 $1 500 000 $990 027 $3 509 973 Tot.tl $73 500 000 55 468 200 $38 586 • $li 913 096 I Plus $80M (OF!) distributed by region Iota! Allocations Spent and ObtirJttd Available North (25% $20 000,000 $39 500,000 $7629651 31870349 Soutll (1 5%) $12,000000 $31 500,000 $6 259 453 $25 240 547 South Central (20% $16000000 $46 000,000 $23 707 773 $22 292 227 8aihdad 40%) $32 000 000 $36 500 000 $990 027 $35 509 973 Tot.tl $80000000 $153 500 000 38 586 904 $114 913 096 !Appendix B Recommendations )Funding Pace distribution by month and region $80,000,000 Total Total Jan. 5Q'/ 11 .:ah. ')f'IOJA Mar. 20o/. Anr-10% $~000000 $16000000 $16 000 $8000 000 North (25% $10,00~ $4000000 $4 000,000 12 000 000 South (15% $6000000 $2,400000 $2,400,000 $1 200 000 South Cenlr~ <20% $8 000 000 $3 200 000 $3 200000 $1,600 000 Ballhdad o!O% $16 000 000 $6 o!OO 000 $6 400000 S3 200 000